Investments in the following securities are potentially eligible for a recovery:

The deadline for making a submission is February 28, 2018.

It would be helpful if your submission included the following information:

1. A detailed statement with supporting documentation, where relevant, pertaining to:

A. Background information about the investor entity, including information such as: the entity type (i.e., whether it is a bank, pension plan, insurance company, hedge fund, or other type of financial institution), the domicile of the entity, and the nature of the entity’s business;

B. An explanation of the investment in the Funding generally, including factors such as: when the initial investment was made and the tranche, the total amount of the investment, how long the investor held the investment, whether the Funding assets purchased were incorporated into another CDO, and the investor’s strategy in connection with the Funding investments; and

C. The investor’s role in the structured finance markets generally (e.g., investor’s percentage of total revenues earned from structured finance activities, investor’s activity in the market, whether the investor or any of its subsidiaries or affiliates acted as a collateral manager, issuer or arranger of structure finance products).

2. Disclosure of any premium payments received by the investor (including any parent entity, subsidiary or affiliate of the investor), and the dates and the amounts of such payments;

3. Disclosure of any lawsuits or other proceedings the investor pursued to recover losses from its investments in the Funding and any payments received by the investor (including any parent entity, subsidiary or affiliate of the investor) in connection with such lawsuits or proceedings; and

4. Disclosure of any other payments received by the investor (including any parent entity, subsidiary or affiliate of the investor) that constitute a recovery for the investor’s losses from its investments in the Funding (e.g., insurance recoveries).

Your submission is made under statutory penalties of perjury under the laws of the United States of America.

Yes. You must submit information and documentation sufficient to enable a calculation of loss, which includes documentation of the original investment(s), premium payments received, associated hedges, or any recoveries received.

Please be sure the documentation confirms the details provided in your submission and includes adequate identifying information to link the transactions detailed in the documentation to the investor (i.e., entity name and/or account number must appear on all documentation submitted).

Handwritten modifications to the documentation or self-generated schedules or statements will not be accepted.  Please do not send the originals of your supporting documentation; be sure to provide copies.

If you do not submit supporting documentation to verify the transactions, we will be unable to determine whether you may be eligible for a recovery from the Citi Fair Fund.  Notices detailing any issues with your submission may be mailed at a later date and you may have an opportunity to submit additional supporting documentation at that time.

It is very important that you provide documentation in support of the transactions disclosed in your submission.

Yes. The Distribution Agent will use its best efforts to protect the privacy of the information you provide, and the Distribution Agent will not use the information in your submission and supporting documentation other than for the purpose of administering the Citi Fair Fund.  For more information, see our Privacy Policy located on this website.

Until all submissions have been fully processed, it is not possible to determine the amount of any individual payment because the amount will depend on a variety of factors, such as, the number of eligible investors and/or the total dollar amount of eligible losses.